1. Registration Details
Stockwise Research is registered with the Securities and Exchange Board of India (SEBI) as a Research Analyst under the SEBI (Research Analysts) Regulations, 2014.
- SEBI Registration No.: INH000000000
- Registration Type: Research Analyst
- License Holder: Stockwise Research
- Date of Initial Registration: 1 January 2016
- Validity: Perpetual (subject to SEBI regulations and payment of fees)
2. Registration & Other Professional Qualifications
Our lead analysts hold NISM-Series-XV: Research Analyst Certification, which is the mandatory certification prescribed by SEBI for Research Analysts. The principal officer of Stockwise Research also holds additional qualifications in finance and economics.
3. Discipline & Penalty History
As of the date of this disclosure, there are no pending disciplinary proceedings or penalties imposed on Stockwise Research by SEBI, any stock exchange, or any other regulatory authority. Any material changes to this position will be promptly disclosed on this page.
4. Conflict of Interest
Stockwise Research may, from time to time, have positions in the securities recommended by us, or may have other potential conflicts of interest. We disclose any such conflict in the specific research communication. Our analysts are prohibited from trading against the recommendations they issue for a period of 30 days from the date of recommendation.
We do not receive any compensation from the companies whose securities we recommend. Our revenue is derived solely from subscription fees paid by clients.
5. Disciplinary Action
We have not been subject to any disciplinary action by SEBI or any other regulatory authority. We commit to disclosing any future disciplinary action on this page within 7 days of such action.
6. Terms & Conditions of Research
Our research recommendations are based on publicly available information, technical and fundamental analysis, and our professional judgement. They are not guaranteed to be accurate, complete or timely. Recommendations are valid only for the period specified in the alert; clients should act promptly or wait for the next call.
Past performance of any recommendation, model portfolio or strategy is not indicative of future results. Investing in securities involves risk of loss, including loss of principal.
7. Procedure for Receipt of Complaints
Complaints may be received via email, phone, post or in person. We acknowledge all complaints within 1 business day and resolve them within 30 days. Please see the Grievance Redressal page for full details of our complaint mechanism.
8. Grievance Redressal Hierarchy
The escalation matrix for grievance redressal is as follows:
- Level 1: Compliance Officer, Stockwise Research (compliance@stockwiseresearch.in)
- Level 2: SEBI SCORES (scores.gov.in) — if unresolved within 30 days
- Level 3: SEBI ODR (smartodr.in) — for online dispute resolution
9. Dispute Resolution
Disputes are governed by Indian law. The exclusive jurisdiction for any legal proceedings shall be the courts at Mumbai, Maharashtra, without prejudice to the right of the client to use SEBI SCORES or ODR mechanisms.